Jan 17, 2025  
USC Catalogue 2019-2020 
    
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USC Catalogue 2019-2020 [ARCHIVED CATALOGUE]

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LAW 640 Financial Institution Regulation

Units: 2
Terms Offered: FaSpSm
Introduces foundational concepts on general financial institution compliance, including compliance methods and regulatory rules affecting banks, securities firms, funds, and financial services.
Registration Restriction: Open only to USC Gould School of Law students
Instruction Mode: Lecture
Grading Option: Numeric


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