Apr 23, 2025  
USC Catalogue 2022-2023 
    
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USC Catalogue 2022-2023 [ARCHIVED CATALOGUE]

LAW 749 Securities Regulation

Units: 2, 3, 4
Regulation by state and federal agencies of issuance of, and trading in, stocks, bonds, and other securities. Particular reference to SEC regulations.
Prerequisite: LAW 603 
Instruction Mode: Lecture
Grading Option: Numeric